Copyright ©ERS Journals Ltd 2004 Economic arguments for the immediate management of moderate-to-severe obstructive sleep apnoea syndrome1 Unité de Sommeil, Service de Pneumologie, CHU d'Angers, Angers, and 2 Unité de Sommeil, Service de Pneumologie, CHU Saint Antoine, Paris, France CORRESPONDENCE: N. Pelletier-Fleury, Institut National de la Santé et de la Recherche Médicale U537 (Centre de Recherches en Economie et Gestion Appliquées à la Santé), 80 rue du Général Leclerc, 94276, Le Kremlin-Bicêtre Cedex, France. Fax: 33 146713270. E-mail: fleury@kb.inserm.fr Keywords: apnoea, continuous positive airway pressure, costs, economic evaluation
Received: June 13, 2003
This study was supported by the Programme Hospitalier de Recherche Clinique n°9706
The objective of this study was to measure the impact of a 6-month delay in the diagnosis and treatment of patients with moderate obstructive sleep apnoea syndrome (OSAS) (apnoea/hypopnoea index (AHI) <30) or severe OSAS (AHI 30) on daytime sleepiness, cognitive functions, quality of life and healthcare expenditure (hospitalisations, medical visits, complementary tests, biological tests and drug prescriptions). In addition, this study aimed to analyse the incremental cost effectiveness ratios related to daytime sleepiness or quality of life following immediate introduction of treatment in these two populations. This study was conducted as a multicentre randomised controlled trial and carried out at two teaching hospitals in France. A total of 171 patients were followed for 6 months, with 82 patients randomised to group 1 "immediate polysomnography" and 89 in group 2 "polysomnography within 6 months". Patients with severe OSAS were deprived of a significant improvement of their daytime sleepiness (5.1±5.0 at the Epworth Sleepiness Scale score in group 1 versus 0.2±3.4 in group 2) and quality of life (12.4±13.3 at the Nottingham Health Profile score in group 1 versus 0.7±10.1 in group 2) during the waiting time. The impact of delayed management in subjects with less severe OSAS only concerned daytime sleepiness (1.9±3.3 in group 1 versus 0.3±4.3 in group 2). Delayed treatment did not affect cognitive functions or healthcare expenditure regardless of the severity of the disease. Incremental cost effectiveness ratios related to rapid introduction of treatment were significantly lower in the patients with more severe OSAS. These results provide fairly clear medical and economic arguments in favour of early management of patients with more severe forms of obstructive sleep apnoea syndrome. The growing demand for the diagnosis of obstructive sleep apnoea syndrome (OSAS) by nocturnal polysomnography (PSG) performed in a sleep laboratory leads to longer waiting lists for this examination and for therapeutic management of patients by continuous positive airway pressure (CPAP). In France, as in other parts of Europe, patients wait an average of 6 months to 1 yr in most public hospital sleep centres. To overcome this situation, it would be necessary to increase the healthcare supply, either by increasing the number of beds per sleep laboratory or by increasing the number of sleep laboratories. However, such a solution would appear to be unfeasible in view of the limited resources devoted to hospitals. Other technical solutions have been proposed including split-night PSG 1, 2, which would halve the number of PSGs performed in sleep laboratories, outpatient PSG 3, 4, or PSG telemonitored from a sleep laboratory 5, which would replace PSG in the laboratory. The respective advantages of these techniques remain controversial. Some studies have compared the effectiveness and costs of each of these replacement solutions to those of sleep laboratory PSG with extremely variable results 6, 7. The assumption underlying the search for these various replacement solutions for sleep laboratory PSG, and which explains the abundance of scientific studies in this field, is that a delay in the diagnostic and therapeutic management of patients with OSAS may present one or several disadvantages for the patient or for the community. Recent studies have demonstrated an improvement of the quality of life of patients treated with CPAP under certain conditions 818, while other studies have shown a higher healthcare expenditure in patients with untreated OSAS 1925. However, no study has ever specifically analysed the consequences of this delayed management, in terms of costs and changes of individual health status during the waiting period.
The objectives of this randomised clinical trial were first, tomeasure the impact of a 6-month delay in the diagnosis andtreatment of patients with moderate OSAS (apnoea-hypopnoea index 1030) or severe OSAS (apnoea/hypopnoea index (AHI)
Patient inclusion criteria All patients aged 1870 yrs attending the sleep unit of the Respiratory Medicine Depts of Angers Hospital and Saint-Antoine Hospital in Paris for clinical suspicion of OSAS based on a combination of snoring and excessive daytime sleepiness were invited to participate in the trial.
Patient exclusion criteria
Trial design
Patients' follow-up Assessment of sleepiness comprised of the following. 1) Epworth sleepiness scale (ESS) 26. 2) Cognitive tests investigating attention and concentration (Trail Making Test A (TTA) and Trail Making Test B (TTB)). The parameter adopted was the time to complete TTB divided by the time to complete TTA. This ratio eliminated general speed variance (assessed by TTA time) from the time required for shifting (from letters to numbers and from numbers to letters) 27. 3) Quality of life was evaluated by the Nottingham Health Profile (NHP) 28. The NHP includes 38 items exploring six dimensions of perceived health: energy, pain, sleep, physical mobility, emotional reactions and social isolation. For each item, the answer is either yes (=1) or no (=0). Each item was weighted and a final score was calculated for each dimension by adding the weighted answer for each item. For each dimension, the score ranged from zero (excellent perception of health) to 100 (very poor perception of health). If analysis of the PSG results showed an AHI >10, treatment with CPAP was offered after a CPAP titration and habituation conducted over 2 nights. Manual titration of CPAP was performed in the sleep laboratory by a sleep technician. The progressive increase of the pressure was performed by steps of 1 cmH2O until disappearance of apnoeas, hypopnoeas, flow limitations and snoring. Patients then returned home with the CPAP device. There was no wait with respect to provision of the CPAP equipment after the initial testing. All patients included, in either group, were reviewed at 1 month, 3 months and 6 months. At each of these visits (at which the doctor was assisted by a survey interviewer), patients completed a symptom questionnaire, the ESS, the TTA and TTB and the NHP. Patients randomised to group 1 brought their CPAP device to the visit to check the in-built time counter and to assess their compliance with treatment. Finally, these patients treated by CPAP had to report any problems of tolerance of the CPAP to the clinicians by telephone or at a hospital visit. These events were recorded on a case report form and any cases of discontinuation of CPAP were also recorded.
Polysomnographic recording procedure and interpretation In each centre, PSG recordings were interpreted by the doctor without knowing whether or not the patient was participating in the trial, and without knowledge of the data of the clinical questionnaire to avoid any classification bias.
Economic calculations Incremental cost effectiveness ratios (r) and their 95% confidence intervals were calculated in the following way: r=ratio of the difference of healthcare expenditure per patient between groups 1 and 2 over the difference of changes over time in terms of Epworth score, percentage of positive responses to NHP items, and scores for the six dimensions of the NHP between groups 1 and 2.
Statistical methodology
Statistical tests
Baseline data Figure 1 10 (n=125), 12 refused home CPAP after the titration night (including five with an AHI <30) and 31 stopped CPAP before the end of the 6-month observation period (11 with an AHI <30). A total of 31 patients were subsequently excluded from group 2, 25 leaving the trial during the waiting period and PSG was subsequently not performed at 6 months, four patients had an AHI <10 and two patients were excluded because of the development of a serious illness (one with colon cancer and one with acromegaly). For these last two patients, a regular follow-up was not possible. The characteristics of the patients excluded are presented in table 1
A total of 171 patients were therefore followed throughout the trial according to the predefined protocol: 82 randomised to group 1 (AHI <30 in 32 cases) and 89 randomised to group 2 (AHI <30 in 31 cases). The patients in the two groups werecomparable in terms of anthropometric characteristics, severity of disease, daytime sleepiness, disorders of attention and concentration and NHP scores (table 1
Continuous positive airway pressure compliance The mean duration of compliance with CPAP in group 1 was 5.2±2.1 h per night at 3 months and 4.8±2.3 h per night at 6 months in the subgroup of patients with an AHI <30, and 5.6±2.0 h per night at 3 months and 5.5±2.2 h per night at 6months in the subgroup of patients with an AHI 30, withno statistically significant difference between these two subgroups.
Effects of delayed treatment
When the same variables were analysed in the group of patients with an AHI <30, the difference was not significant except for the ESS score (table 4
Healthcare consumption/expenditure Table 5 30. This excess expenditure was no longer statistically significant when expenditure directly related to treatment with CPAP was excluded from group 1. This result indicates that healthcare expenditure, over this 6-month period, was not significantly higher in patients waiting for treatment thanin patients treated immediately, regardless of whether AHIwas < or 30. This was confirmed for all types of expenditure, including general practitioner visits, specialist visits, complementary tests and drugs.
No patient reported any accidents (motor vehicle, household or work accidents) or hospitalisation during the 6-month follow-up.
Incremental cost effectiveness ratios
This randomised controlled trial confirms that a 6-month waiting time in the management of patients with severe OSAS (>30 hypopnoeas/apnoeas per hour of sleep) deprives them of a significant improvement in their daytime sleepiness and quality of life during this period. The impact of delayed management in subjects with less severe OSAS (AHI <30) only concerns daytime sleepiness. Cognitive functions and healthcare expenditure are not influenced by delayed treatment regardless of the severity of the disease. Finally, incremental cost effectiveness ratios related to rapid introduction of treatment are significantly lower in the most severely ill patients. These results provide serious medical and economic arguments in favour of early management of the patients with more severe forms of OSAS. Many studies have already demonstrated the positive influence of treatment by CPAP on daytime sleepiness and quality of life of patients with OSAS 816, 18. The present study confirms this result in patients with >30 apnoeas/hypopnoeas per hour of sleep. As reported by Monasterio etal. 17, who used the same health status questionnaire (NHP), the current study demonstrated the absence of any significant effect of CPAP on the quality of life of less severe patients (<30 apnoeas/hypopnoeas per hour of sleep). The results for the Epworth score were in line with those of all published studies in patients with an AHI <30. Only the study by Monasterio et al. 17 failed to demonstrate a positive effect of CPAP on daytime sleepiness in this population of mild-to-moderate OSAS. The influence of CPAP on cognitive functions, measured by TTA and TTB, has also been analysed by several authors 911, 13, 17, 31. The baseline TTA and TTB scores of patients included in these studies were altered, even in less severely ill subjects (up to 125±47 and 54±18 s in the series reported by Monasterio et al. 17 and 93.1±42.2 and 39.8±13.5 s in the current series, respectively). Apart from the study reported by Engleman et al. 10, no study has demonstrated a significant improvement of these tests in response to CPAP, regardless of the initial severity of the disease. The link between sleep fragmentation secondary to abnormal respiratory events and alteration of the Trail Making Test has not been clearly established 31, 32. Although data analysis in the current study showed that cognitive functions were not influenced by delayed treatment, this finding has to be considered cautiously, since the assessment of cognitive functions was carried out by means of tests (TTA and TTB) that exclusively focus on attention and concentration. As a result, other domains of neurocognitive functions were either ignored (verbal memory, visuospatial) or roughly assessed (psychomotor speed).
Several economic evaluation studies on sleep apnoea syndrome have been recently published. Some of these studies determined healthcare expenditure in subjects with nondiagnosed OSAS 2224, while others were devoted to analysis of the repercussions of CPAP therapy on healthcare expenditure 19, 21. In the case-control study by Kapur et al. 22, the authors found that the mean direct medical cost measured over the year preceding the diagnosis was two-fold higher in OSAS patients (US$2,720) compared with age and sex-matched controls (US$1,384) and that a significant difference persisted after adjustment for concomitant chronic diseases. They also showed that healthcare expenditure during the 1-yr study period was independently related to the severity of OSAS measured by the AHI. Otake et al. 24, in Canada, using the same study design, showed that OSAS patients received a greater number of prescribed drugs per year and a greater number of days of treatment with prescribed drugs than non-OSAS controls. In a telephone interview survey, Ohayon et al. 23 showed that 31% of subjects reporting breathing pauses had sought medical help six times or more in the past 12 months compared with only 11.9% of nonsnorers (p=0.001). Bahammam et al. 19 showed that the difference in healthcare expenditure, in terms of medical visits and hospitalisations, between OSAS patients treated for 2 yrs compared to non-OSAS controls was less than the difference in healthcare expenditure between these same patients and the same controls before treatment (C$174±32.4 per yr versus C$260±35.7). In a similar study, George 21 showed that patients with untreated OSAS had significantly more road accidents (and therefore more related healthcare expenditure), during the 3 yrs before starting treatment, than matched controls of the general population (0.18 versus 0.06 accidents per driver per year), and this difference disappeared during the 3 yrs after introduction of CPAP (0.06 versus 0.06). In the current study, no statistically significant difference was detected between the two groups, treated and waiting for treatment, in patients with either <30 or >30 apnoeas-hypopnoeas per hour of sleep. A tendency of higher medication consumption was observed in subjects under CPAP compared with subjects waiting for treatment, and this tendency was more marked inthe patients with more severe OSAS (233.6 versus 174.3 inpatients with AHI To the authors' knowledge, this is the first study to compare, under the conditions of a randomised clinical trial, the healthcare expenditure of patients treated for OSAS and those waiting for treatment. This study may present a number of limitations. First, it was not placebo-controlled. However, the objective of this study was not to take into account the placebo effect, but to construct a "pragmatic" study protocol in order to compare, all other things being equal, the usual management (6-month waiting time with health and dietary advice at the first visit, consultations at 1, 3 and 6 months) with optimal management (i.e. immediate diagnosis and treatment). Secondly, it is debateable whether patients who report daytime sleepiness interfering with car driving, patients with unstable angina and, in general, those with an indication for an emergency treatment, which are more likely to generate costs, should be excluded from the study. However, it is to be stressed that routine practice results in immediate management of the patients with an indication for emergency treatment. As a result, inclusion of these patients in the study would have distorted the findings with respect to the defined objectives i.e. to evaluate the clinical, economic and quality of life consequences of a 6-month waiting time, as observed under usual management conditions. Thirdly, as in studies that compare medical outcomes in terms of economic parameters, such as cost-effectiveness, statistical significance and quantitative importance of the observed differences could also be questioned in the current study. However, there is noimmediate answer to such a question of whether an intervention (here the management of OSAS patients without any delay) offers sufficient value for money to warrant resources being reallocated to it is a collective decision requiring the input of public preferences about the relative importance of alternative therapies and health benefits 33. Fourthly, randomised patients who refused or stopped CPAP in group 1 or who did not comply with the intervention protocol in group 2 were excluded from the analysis. It may be argued that this could bias the clinical and economic outcomes. Unfortunately, these patients were lost to follow-up, which leaves the dilemma of the intention-to-treat principle. The necessary clinical and economic data are therefore not available for these patients and certain hypotheses need to be proposed. In the group of treated patients, it may be hypothesised that the inclusion of noncompliant patients in the analysis would decrease the difference of improvement of ESS and NHP measured after 6 months. However, there is no reason to suppose that these noncompliant patients consumed more healthcare resources. In the group of nontreated patients, it may be hypothesised that the inclusion of patients lost to follow-up would not alter the absence of any significant variation of ESS and NHP over the study period. In terms of costs, it may be hypothesised that nontreated patients not complying with the protocol consumed the same resources as compliant patients (apart from follow-up visits). Overall, if the two groups are compared in economic terms, the conclusions probably remain the same. However, the incremental cost effectiveness ratios are probably increased (smaller difference of efficacy delta between the two groups for the same absence of cost difference), although the proportions cannot be predicted in patients with <30 and >30 apnoeas per hour. Fifthly, the economic results of this study could possibly be considered to be dependent on the healthcare setting in which the patients were managed and could therefore not be generalised to other settings. This would be true if the analysis was based on the absolute figures obtained for the various types of expenditure. However, when the analysis is based on comparative values, as in the current study, in which patients under CPAP were compared with patients waiting for treatment, this criticism is unfounded. This comment also applies to analysis of the overlap of 95% confidence intervals for incremental cost effectiveness ratios in the two groups. If the costs of medical visits, drugs, etc. in the various healthcare settings were increased or decreased by 10%, 20%, 50% or more, the absolute values obtained for these ratios would be modified, but the 95% confidence intervals for incremental cost effectiveness ratios would vary in the same proportions and interpretation of the results in terms of overlap of confidence intervals would remain unchanged.
In conclusion, a 6 month delay in treating patients with obstructive sleep apnoea syndrome does not result in any additional health related cost, regardless of the severity of disease. However, in a context of allocation of scarce resources, there is economic evidence for treating patients with an apnoea/hypopnoea index of
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